financial regulation

Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the integrity of the financial system. This may be handled by either a government or non-government organization.

Source: en.wikipedia.org

US Treasury Tells Banks To Treat Hemp Businesses Like Any Other

US Treasury Tells Banks To Treat Hemp Businesses Like Any Other
US Treasury Tells Banks To Treat Hemp Businesses Like Any Other
July 05, 2020  |  Retail

The nation’s marijuana regulator has told financial institutions to treat the $500 million hemp businesses the same way they would any other businesses. Get the...

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NY, CA Governors Push For Tighter State Financial Regulation
NY, CA Governors Push For Tighter State Financial Regulation
March 16, 2020  |  Consumer Finance

New York and California governors are concerned about careless federal supervision of the financial sector and are advocating for increased state regulatory power, The Wall...

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Pressure Mounts For India NBFCs As Reliance Capital Exits Lending Business
Pressure Mounts For India NBFCs As Reliance Capital Exits Lending Business
October 01, 2019  |  B2B Payments

India-based financial services provider Reliance Capital has announced it will exit the lending market. Get the Full Story Complete the form to unlock this article...

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Marketplace Lenders Navigate The Choppy Waters Of Compliance
Marketplace Lenders Navigate The Choppy Waters Of Compliance
September 25, 2019  |  B2B Payments

Regulators the world over are beginning to take a closer look at the alternative and marketplace lending business model. An explosion of FinTechs looking to...

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Pressure Mounts On Big Four Auditors
Pressure Mounts On Big Four Auditors
August 07, 2019  |  B2B Payments

The former chairman of the Australian Securities and Investments Commission has warned of Enron-style corporate collapses thanks to failings of the nation’s auditing industry, according...

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UK’s FRC Triples Fines Against Big Four Accountants
UK’s FRC Triples Fines Against Big Four Accountants
August 01, 2019  |  B2B Payments

The U.K.’s Big Four corporate accountancy and auditing firms — Deloitte, PwC, KPMG and EY — saw nearly three times as many fines last year...

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UK Financial Watchdog Ramps Up Auditor Oversight
UK Financial Watchdog Ramps Up Auditor Oversight
May 28, 2019  |  B2B Payments

U.K. financial watchdogs have stepped up their oversight of the accounting and auditing industry amid a string of corporate accounting scandals, collapses and questions over...

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LCF Collapse Exposes Risks Of Mini-Bonds, Amateur Investors
LCF Collapse Exposes Risks Of Mini-Bonds, Amateur Investors
March 28, 2019  |  B2B Payments

The collapse of London Capital & Finance, leaving investors out $312.2 million, has exposed the risks of so-called mini-bonds and the market for amateur investors....

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Australia To Invest $390M In Financial Regulation
Australia To Invest $390M In Financial Regulation
March 25, 2019  |  B2B Payments

Australia is including an additional $390 million in its new budget to boost its financial regulation sector, according to Reuters. Get the Full Story Complete...

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