SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

April To Be The Cruelest Month For Wall Street Payouts
April To Be The Cruelest Month For Wall Street Payouts
March 24, 2016  |  Payment Methods

On Wall Street, showing them the money is going to take a little longer. April may be a cruel month for bankers when compensation rules...

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Santander’s US Lending Unit Under SEC Microscope
Santander’s US Lending Unit Under SEC Microscope
March 02, 2016  |  Regulation

Banco Santander SA, with an eye on its units based in the United States, is taking a $4.8 billion goodwill impairment charge tied to its...

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For Banks, Cash Was King
For Banks, Cash Was King
October 19, 2015  |  Controversial

Banks no longer want big deposits, and they seem willing to charge institutional clients for keeping dollars parked in their accounts.

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Dodd-Frank Rules Only 64 Percent Complete
Dodd-Frank Rules Only 64 Percent Complete
October 05, 2015  |  News

The financial reforms mandated by Dodd-Frank legislation finalized five years ago have a ways to go, as they are only 64 percent completed, The Wall...

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SEC Called To Take ‘Active Role’ In Cybersecurity
SEC Called To Take ‘Active Role’ In Cybersecurity
September 21, 2015  |  News

U.S. Securities and Exchange Commission policymaker Kara Stein made some bold statements about the agency’s responsibility to help companies both prevent and recover from cyber attacks,...

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Hackers Settle $30M SEC Case
Hackers Settle $30M SEC Case
September 16, 2015  |  News

Allegations from the Securities and Exchange Commission against Jaspen Capital Partners and its chief executive, Andriy Supranonok, related to a suspected insider trading ring ended...

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