SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

J.P. Morgan Affiliates Settle SEC Enforcement Actions
J.P. Morgan Affiliates Settle SEC Enforcement Actions
November 01, 2024  |  Regulation

Two affiliates of J.P. Morgan Chase & Co. — J.P. Morgan Securities (JPMS) and J.P. Morgan Investment Management (JPMIM) — agreed to pay $151 million...

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SEC Alleges 4 Companies Downplayed Cybersecurity Incident in Public Disclosures
SEC Alleges 4 Companies Downplayed Cybersecurity Incident in Public Disclosures
October 22, 2024  |  Cybersecurity

The Securities and Exchange Commission (SEC) has charged four current and former public companies with making misleading cyber disclosures. The agency alleged that Avaya Holdings,...

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Stablecoins, Payments and Court Battles Define This Week in Web3
Stablecoins, Payments and Court Battles Define This Week in Web3
October 09, 2024  |  Blockchain

Cryptocurrency and Web3 technologies are supposed to represent the future of finance, offering a decentralized and borderless world where money, data and assets flow freely....

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Crypto.com Sues SEC Amid Threat of Enforcement Action
Crypto.com Sues SEC Amid Threat of Enforcement Action
October 08, 2024  |  Cryptocurrency

Calling it a “misguided” federal agency, Crypto.com has sued the Securities and Exchange Commission (SEC). The suit, filed Tuesday (Oct. 8), came after the cryptocurrency...

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Ripple Vows to Fight as SEC Appeals XRP Ruling
Ripple Vows to Fight as SEC Appeals XRP Ruling
October 03, 2024  |  Legal

Blockchain firm Ripple said it’s prepared to continue its legal battle against the Securities and Exchange Commission. Ripple CEO Brad Garlinghouse made the pronouncement on...

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TD Bank Pays $20 Million to Resolve Spoofing Case
TD Bank Pays $20 Million to Resolve Spoofing Case
September 30, 2024  |  Legal

TD Bank is reportedly settling a case involving illegal “spoof” orders by a former trader. The Canadian bank will pay more than $20 million as...

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SolarWinds CISO: World’s Cyber Regulations Still ‘In Flux’
SolarWinds CISO: World’s Cyber Regulations Still ‘In Flux’
September 29, 2024  |  Cybersecurity

The information security chief for SolarWinds says the world needs tough cybersecurity laws. Tim Brown made this case in an interview Sunday (Sept. 29) with...

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Visa Adds $1.5 Billion to Litigation Escrow Account
Visa Adds $1.5 Billion to Litigation Escrow Account
September 27, 2024  |  VISA

Visa disclosed Thursday (Sept. 26) that it authorized the deposit of $1.5 billion into the litigation escrow account previously established under its U.S. retrospective responsibility...

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Stablecoins, Tokenization and Caroline Ellison Headline This Week in Web3
Stablecoins, Tokenization and Caroline Ellison Headline This Week in Web3
September 25, 2024  |  Blockchain

Cryptocurrency’s wild ride isn’t over yet. Regulators are closing in, and innovation is speeding up. It’s safe to say that the blockchain landscape remains a...

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