SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Ripple CEO: SEC Will Fine Company $2 Billion
Ripple CEO: SEC Will Fine Company $2 Billion
March 26, 2024  |  Cryptocurrency

Federal regulators want blockchain firm Ripple to pay a nearly $2 billion fine. That’s according to company officials who took to social media in advance of the...

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Ibotta Files for IPO, Plans to List on NYSE
Ibotta Files for IPO, Plans to List on NYSE
March 22, 2024  |  IPO

Ibotta has filed a registration statement for its proposed initial public offering (IPO) with the Securities and Exchange Commission (SEC).  The number of shares and...

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Ethereum Foundation Faces Investigation by Undisclosed ‘State Authority’
Ethereum Foundation Faces Investigation by Undisclosed ‘State Authority’
March 20, 2024  |  Regulation

The Ethereum Foundation, a Swiss nonprofit at the heart of the Ethereum ecosystem, is reportedly under investigation by an undisclosed “state authority.” The investigation was disclosed...

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SEC: Investment Advisers Made Phony AI Claims
SEC: Investment Advisers Made Phony AI Claims
March 18, 2024  |  Security & Fraud

Federal regulators have charged two investment advisers with making fraudulent claims about their AI usage. Delphia and Global Predictions have agreed to settle charges by the Securities and...

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SEC Charges 17 in Alleged Ponzi Scheme Involving CryptoFX
SEC Charges 17 in Alleged Ponzi Scheme Involving CryptoFX
March 14, 2024  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has charged 17 individuals connected with Houston-based CryptoFX, alleging that they were involved in a Ponzi scheme. These charges come...

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NYCB Announces Leadership Changes, Delays Annual Report
NYCB Announces Leadership Changes, Delays Annual Report
March 01, 2024  |  Banking

New York Community Bancorp (NYCB) has announced leadership changes in the CEO role and a board position. These changes came on the same day the...

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SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
February 29, 2024  |  Artificial Intelligence

OpenAI CEO Sam Altman is reportedly under scrutiny as part of an investigation by the Securities and Exchange Commission into whether his company misled investors as part of its November...

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Report: SEC Probes Whether OpenAI Duped Investors
Report: SEC Probes Whether OpenAI Duped Investors
February 29, 2024  |  artificial intelligence

U.S. regulators are reportedly investigating whether artificial intelligence giant OpenAI’s investors were misled. As part of that investigation, the Securities and Exchange Commission (SEC) is...

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Report: Shein Mulling UK IPO, Deeming US Approval Unlikely
Report: Shein Mulling UK IPO, Deeming US Approval Unlikely
February 27, 2024  |  IPO

Shein is reportedly rethinking its U.S. initial public offering (IPO) due to regulatory resistance. Instead, the fast-fashion brand is weighing going public on the London markets, Bloomberg...

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