Securities and Exchange Commission

SEC Goes After ‘Fraudulent’ Invoice Financing Firm
SEC Goes After ‘Fraudulent’ Invoice Financing Firm
June 09, 2016  |  B2B Payments

In what lawyers for the Securities and Exchange Commission described as a case that “presents an emergency,” the U.S. regulator moved to shut down a Miami-based...

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SEC Chair Warns That Cybersecurity Is Top Financial Risk
SEC Chair Warns That Cybersecurity Is Top Financial Risk
May 19, 2016  |  Security & Fraud

SEC Chair Mary Jo White made it clear that cybersecurity remains the biggest threat facing the financial system. At the Reuters Financial Regulation Summit in...

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SEC Clears Regulatory Hurdles For Small Business IPOs
SEC Clears Regulatory Hurdles For Small Business IPOs
March 26, 2015  |  News

Small businesses will soon be able to go public in the U.S. with smaller regulatory requirements under rules approved by the U.S. Securities and Exchange...

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SEC Investigates Western Union Over Digital Revenue Projections
SEC Investigates Western Union Over Digital Revenue Projections
September 19, 2014  |  News

Securities fraud charges may be leveled at Western Union if an SEC investigation confirms reports that the world’s largest money-transfer company misled potential investors about...

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