Securities and Exchange Commission

NYCB Announces Leadership Changes, Delays Annual Report
NYCB Announces Leadership Changes, Delays Annual Report
March 01, 2024  |  Banking

New York Community Bancorp (NYCB) has announced leadership changes in the CEO role and a board position. These changes came on the same day the...

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SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
February 29, 2024  |  Artificial Intelligence

OpenAI CEO Sam Altman is reportedly under scrutiny as part of an investigation by the Securities and Exchange Commission into whether his company misled investors as part of its November...

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SEC to Enhance Reporting Requirements for Hedge Fund Advisers
SEC to Enhance Reporting Requirements for Hedge Fund Advisers
February 08, 2024  |  Regulation

The Securities and Exchange Commission (SEC) has made amendments to Form PF, a confidential reporting form for SEC-registered investment advisers to private funds. These changes, adopted in conjunction with the Commodity Futures Trading...

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Ripple Ordered to Produce Crypto Sale Info for SEC
Ripple Ordered to Produce Crypto Sale Info for SEC
February 06, 2024  |  Cryptocurrency

Blockchain company Ripple has been ordered to share financial statements about cryptocurrency sales with regulators. That ruling came from a New York judge, and requires Ripple to share...

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LendingClub Completes Standard Operating Agreement for New Bank
LendingClub Completes Standard Operating Agreement for New Bank
February 02, 2024  |  Digital Banking

LendingClub exited the standard operating agreement for a new bank with the Office of the Comptroller of the Currency, having met all the requirements noted...

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Report: Figure Aims to Offer Regulated, Interest-Bearing Stablecoin
Report: Figure Aims to Offer Regulated, Interest-Bearing Stablecoin
January 22, 2024  |  Cryptocurrency

Blockchain and lending startup Figure Technologies is reportedly seeking approval from U.S. regulators to issue an interest-bearing stablecoin. If approved, this move would establish a new class...

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SEC Says ‘SIM Swap’ Attack Enabled Takeover of X Account 
SEC Says ‘SIM Swap’ Attack Enabled Takeover of X Account 
January 22, 2024  |  Security & Fraud

The Jan. 9 hack of the Securities and Exchange Commission’s (SEC) account on the social media platform X (formerly known as Twitter) was apparently the result of...

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Report: Dismissal of SEC Lawsuit Against Coinbase Could Be Decided by Spring
Report: Dismissal of SEC Lawsuit Against Coinbase Could Be Decided by Spring
January 21, 2024  |  Cryptocurrency

The SEC’s suit against Coinbase could be decided in the next three months. The Securities and Exchange Commission (SEC) sued the cryptocurrency firm last year, and Coinbase went...

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Binance to Seek Dismissal of SEC Lawsuit
Binance to Seek Dismissal of SEC Lawsuit
January 19, 2024  |  Cryptocurrency

Cryptocurrency exchange Binance is scheduled to go head-to-head with the Securities and Exchange Commission (SEC) on Monday (Jan. 22).  Binance had previously sought the dismissal of the SEC’s lawsuit...

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