securities

A security is a tradable financial asset. The term commonly refers to any form of financial instrument, but its legal definition varies by jurisdiction.

Source: en.wikipedia.org

FinTech Platforms Help Connect African Stock Markets, Drive X-Border Investing
FinTech Platforms Help Connect African Stock Markets, Drive X-Border Investing
September 29, 2022  |  emea

While investment apps have done much to democratize the process of buying and selling securities, they typically operate in silos and only give access to...

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U.S. State Regulators Charge Nexo Group For Not Registering Product
U.S. State Regulators Charge Nexo Group For Not Registering Product
September 26, 2022  |  Cryptocurrency

Eight U.S. state regulators have charged cryptocurrency lender Nexo Group, saying it has failed to register its Earn Interest Product, a Reuters report said. It...

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Crypto Regulation Weekly: SEC Targets Coinbase as CFTC Prepares to Take Lead
Crypto Regulation Weekly: SEC Targets Coinbase as CFTC Prepares to Take Lead
July 27, 2022  |  Cryptocurrency

Reports that the U.S. Securities and Exchange Commission will sue publicly listed crypto exchange Coinbase for allegedly selling unregistered securities to the general public signal...

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At Senate Hearing, CFTC Chair Behnam Steps Up Battle With SEC for Crypto Oversight
At Senate Hearing, CFTC Chair Behnam Steps Up Battle With SEC for Crypto Oversight
February 10, 2022  |  Cryptocurrency

Fresh from his confirmation hearing, Commodity Futures Trading Commission Chairman Rostin Behnam made another, more aggressive pitch for authority over the cryptocurrency market in front...

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SEC Turning Attention To Crypto Exchanges
SEC Turning Attention To Crypto Exchanges
December 13, 2021  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions....

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Coinbase CEO’s Tweet Storm Fuels Escalating Fight With SEC Over Regulation of Crypto, Stablecoins
Coinbase CEO’s Tweet Storm Fuels Escalating Fight With SEC Over Regulation of Crypto, Stablecoins
September 08, 2021  |  Cryptocurrency

For cryptos in general, through the past few years and continuing into today, there has been an existential question: Security or currency? Or something else...

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JPMorgan Asks For Full Stake In Chinese Securities Venture
JPMorgan Asks For Full Stake In Chinese Securities Venture
June 03, 2021  |  International

J.P. Morgan Chase is seeking regulatory approval to obtain full ownership of its securities joint venture in mainland China. As Reuters reported on Thursday (June...

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Report: Robinhood In Talks To Pay Financial Penalty
Report: Robinhood In Talks To Pay Financial Penalty
February 26, 2021  |  Markets

To settle probes into its options trading processes and the downtime that its equity trading app faced last year, Robinhood Markets Inc. is in discussions...

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Germany’s Trading Exchange Manager Seeks To Call Out Rule-Breaking Companies
Germany’s Trading Exchange Manager Seeks To Call Out Rule-Breaking Companies
September 02, 2020  |  Security & Fraud

Deutsche Boerse, Germany’s exchange manager for trading shares and other securities, is seeking Parliament’s approval to “name and shame” companies in the wake of the Wirecard AG scandal,...

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