Securities And Exchange Commission/page/3 news and trends

Finance Platform OneStream Aims to Raise $465.5 Million in IPO
IPO // July 15, 2024

OneStream is attempting to raise $465.5 million in an initial public offering (IPO). The cloud-based enterprise finance platform revealed its plans in a filing with the Securities and Exchange Commission Monday (July 15). OneStream and its shareholders — including investment group KKR — are offering...

Report: StubHub Delays IPO Amid Unpredictable Market
IPO // July 12, 2024

StubHub has reportedly delayed its initial public offering (IPO) until at least September, joining several other companies that have done so because of an unpredictable market.  Before adjusting its timing, the company had filed confidentially with the Securities and Exchange Commission (SEC) and planned to make...

Healthcare FinTech HealthyEquity Latest in Sector Hit With Data Breach
Cybersecurity // July 04, 2024

Health tech company HealthEquity has suffered a data breach, though unconnected to other recent attacks. The company revealed that attack in a filing with the Securities and Exchange Commission (SEC) earlier this week, saying that hackers had stolen the “protected health information” of some customers. According to the filing,...

Discover Offers $1.2 Billion to Settle Merchant Overcharges
Credit Cards // July 04, 2024

Discover Financial Services wants to settle a lawsuit accusing it of overcharging merchants. The lender revealed the proposed settlement in the class-action case in a Wednesday (July 3) filing with the Securities and Exchange Commission (SEC). “As of March 31, 2024, the company had increased its liability to...

Interviews & Exclusives
What Does Nuvei’s Go-Private Deal Portend for FinTechs?

May 14, 2024
The FinTech landscape may be altered by go-private deals, as private equity firms and other corporates find value in the space — and where, arguably, valuations don’t reflect the potential of changes in payments processing, and especially payments acceptance. Nuvei stands out there, as, in April, the Canadian FinTech announced a $6.3 billion deal with […]

US Crypto Clampdown Continues as SEC Wins NFT Enforcement

August 29, 2023
The year 2023 will forever be remembered as the year the U.S. Securities and Exchange Commission (SEC) went to war with crypto. Determining who is truly trying to innovate a...

Crypto Wilts in Summer Heat as SEC Charges Both Binance and Coinbase

June 06, 2023
The Securities and Exchange Commission (SEC) is on a tear this week. After a brutal crypto winter, the summer of 2023 isn’t shaping up to be any better or more forgiving of a...

SEC’s Gensler Puts Exchanges in Crosshairs Amid Crypto’s Ongoing Upheaval

November 10, 2022
Insolvency looms for FTX. Cryptocurrencies are plummeting. Securities and Exchange Commission (SEC) Chair Gary Gensler’s comments to CNBC Thursday morning (Nov. 10) show that the great unraveling of an ecosystem...

Quick Reads
Ripple CEO: US Crypto Rules Lag Amid ‘Interminable’ Lawsuits

July 18, 2024
Ripple’s CEO says the cryptocurrency industry is still seeking regulatory clarity from the U.S. Speaking with Bloomberg News Wednesday (July 17), Brad Garlinghouse said America lags behind other countries that have already adopted crypto regulations. “What we are seeing, where it’s the UK, Japan, Singapore … even the European Union, more than two dozen countries have come together to provide a […]

Finance Platform OneStream Aims to Raise $465.5 Million in IPO

July 15, 2024
OneStream is attempting to raise $465.5 million in an initial public offering (IPO). The cloud-based enterprise finance platform revealed its plans in a filing with the Securities and Exchange Commission...

Report: StubHub Delays IPO Amid Unpredictable Market

July 12, 2024
StubHub has reportedly delayed its initial public offering (IPO) until at least September, joining several other companies that have done so because of an unpredictable market.  Before adjusting its timing,...

Healthcare FinTech HealthyEquity Latest in Sector Hit With Data Breach

July 04, 2024
Health tech company HealthEquity has suffered a data breach, though unconnected to other recent attacks. The company revealed that attack in a filing with the Securities and Exchange Commission (SEC) earlier this week, saying...